SK Finance - Lead/Manager - Compliance - #977905

SK Finance Ltd

Date: 1 week ago
City: Jaipur, Rajasthan
Contract type: Full time
Job Description

As a Compliance Manager, you'll play a vital role in ensuring that our organization operates within the highest standards of regulatory compliance.

Here's a Detailed Overview Of Your Responsibilities

  • Assist in developing and implementing compliance model: You'll collaborate with senior management to design and implement a robust compliance framework tailored to our organization's needs.
  • This involves establishing policies, procedures, and controls to ensure adherence to regulatory requirements.
  • Owning & managing compliance requirements: You'll take ownership of all compliance-related matters, overseeing the implementation and enforcement of compliance policies and procedures across the organization.
  • This includes monitoring activities to ensure ongoing compliance and identifying areas for improvement.
  • Liaison with stakeholders and senior management: You'll serve as a key point of contact for stakeholders and senior management regarding compliance issues.
  • You'll communicate effectively to ensure understanding and proper implementation of established compliance policies and procedures.
  • Reviewing business policies: You'll review existing business policies and procedures to ensure alignment with regulatory requirements.
  • You'll make recommendations for updates or revisions as necessary to maintain compliance standards.
  • Collaborating with other departments: You'll work closely with departments such as risk management and internal audit to address compliance issues and facilitate investigations when necessary.
  • Collaboration ensures a holistic approach to compliance management across the organization.
  • Conducting compliance reviews: You'll conduct regular reviews to identify gaps in compliance processes both within and outside the department.
  • You'll ensure accountability by identifying staff responsible for taking necessary actions to address compliance deficiencies.
  • Adhering to timelines: You'll ensure timely completion of various compliance activities as assigned by regulators, the Board, or senior management.
  • Adherence to deadlines is crucial to maintaining regulatory compliance and avoiding penalties.
  • Reviewing policies, products, and processes: You'll continuously review organizational policies, products, and processes to ensure compliance with regulatory and statutory laws.
  • Any necessary adjustments will be recommended and implemented to maintain compliance.
  • Identifying compliance risks: You'll conduct assessments to identify potential compliance risks and develop strategies to prevent or mitigate these risks.
  • Proactive risk management is essential for maintaining a strong compliance posture.
  • Providing regular reports: You'll prepare and present reports to senior management on the progress of compliance operations.
  • These reports will include updates on compliance activities, issues identified, and actions taken to address them.
  • Organizing compliance programs: You'll organize and conduct compliance training programs to educate staff on existing and emerging compliance requirements.
  • Employee education is critical for fostering a culture of compliance within the organization.

Post a CV

Similar Jobs

Team Leader - Front Office

Hyatt Regency, Jaipur, Rajasthan
5 days ago
Organization- Hyatt Regency Jaipur MansarovarSummaryYou will be responsible to assist with the efficient running of the department in line with Hyatt International's Corporate Strategies and brand standards, whilst meeting employee, guest and owner expectations. The Team Leader - Front Office is responsible to assist in the smooth and efficient running of the Front Office Department within the Rooms DivisionQualificationsIdeally with...

Data Entry Internship in Jaipur

K4 Media & Technologies, Jaipur, Rajasthan
5 days ago
Selected intern's day-to-day responsibilities include checking and uploading data (text and images) on our websites, mobile apps, and content management platforms.About Company: K4 Media & Technologies is a Jaipur-based company specializing in internet and interactive media development. We create internet brands, engaging websites, and social media campaigns. We're a team of coders, storytellers, and the best of marketing minds who...

Operations Team Leader Associate

Deutsche Bank, Jaipur, Rajasthan
1 week ago
Position OverviewJob Title - Operations Team Leader, ASLocation- Jaipur, IndiaRole Description: The Supervisor/SME will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidates need to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. Candidate should ensure that all queries/first level escalations related...