Tyger Capital - Head - Internal Audit - CA
Tyger Capital
Tyger Capital is the non-banking financial company (NBFC) and commenced lending operations in April 2017. It has 100% subsidiary Tyger Home Finance Pvt. Ltd. The company aims to become the foremost financial services firm with a focus on Entrepreneurship. Tyger Capital and Tyger Home Finance, are dedicated to meeting the financial needs of Young India, focusing on MSMEs, Affordable Housing, and Rural Mobility. We empower lower- and middle-income families in semiurban and rural India by offering efficient, transparent, and cost-effective financial solutions. Currently we have 250+ Branches in 9 States with AUM with 8300 crores+.
Job Summary
To lead the internal audit and review the risks to provide assurance & consulting activities for the NBFC in line with the Regulatory and Audit framework and governance mechanisms.
Key Lead development of business Audit & Risk based plan, understanding of business nuances to facilitate in the development of SOPs and assist business to ensure implementation of operational systems and controls basis strategy
- Lead quarterly / annual assessment and share the key findings with COO / CEO on adequacy and effectiveness of systems and controls of audit and risk function
- Follow reporting protocols to drive proactive risk management in collaboration with team
- Track industry trends to understand potential risks for the business and provide inputs to enterprise leads and Drive implementation of corrective and preventive actions (CAPA) through defined plans in the business
- Draw out and execute yearly audit plan within the business; Study engagement objectives, scope, resource allocation in terms of budgets, skills, manpower etc.
- Drive periodic review of all systems, procedures and structures to minimize and control exposure from compliance perspective; for regular audit
- Lead investigation of all kinds of incidents and reports, and provide expert advice to leadership
- Ensure consistent reporting of audit and risk committees
- Spearhead special audits to be conducted on behalf of the Senior Management & Audit Conduct reviews on the compliance of business with relevant external regulatory and internal policies to minimize business risk and issues
- Analyze audit outputs and oversee implementation of remediation/corrective measures.
- Basis audit findings provide inputs / recommendations towards improving the current SOPs & DOAs to drive better governance and efficiency
- Review progress of initiatives, ensure adherence to defined timelines, budget, outcomes and methodology.
- Support in optimal utilization of the Technology & Analytics platform to drive efficiency
- Support troubleshooting/escalation of issues, monitor utilization levels and effectiveness
- Provide inputs on areas within Audit which could be automated/ integrated with technology.
- Engage with COO and other leaders to enhance understanding of business processes, risks, controls and governance measures
- Provide SME advice to the Business stakeholders/ Audit Committee on new developments that affect the business.
- Foster a culture of transparency, compliance and accountability in the business
- Establish and lead implementation of audit engagement governance metrics and mechanisms
- Define escalation matrix for timely resolution of any issues / Chartered Accountant (CA) / Certified Internal Auditor (CIA)
- 12 15+ years of progressive experience in Internal Audit, Risk Management, Compliance, or Assurance roles, with significant leadership experience.
- Strong understanding of regulatory requirements, corporate governance, and internal control frameworks, preferably within the BFSI/NBFC sector.